Securities offered through
First Allied
Securities, Inc.
A registered broker/dealer.
Member FINRA/SIPC.
Schannep Investment Advisors is a
registered investment
adviser in the
state of Arizona.
First Allied Securities, Inc. does not
endorse or
support this web site, nor
are they affiliated with
Schannep Investment Advisors,
Inc.
Put our experience to work for you.
Each of us left positions at major brokerage houses because of a real desire
to provide better, more honest guidance to our clients. We structured our
company with the goal of helping you with all your financial planning and
investment portfolio needs. We strive to be more specific in our knowledge
and training than investment brokers you may have worked with at other
firms. We believe that we are more than just brokers. Our intent is for
you to feel as though you have a full team of senior advisors working for
you as your personal, private investment consultants.
We believe we have the knowledge, experience, tenacity and insight, to construct and
manage an investment portfolio that will do what it’s supposed to
do...strive to meet or beat the market benchmarks through good markets and
bad.
We attempt to do that for our clients every day.
J. Barton
(Bart) Schannep President
Certified Wealth Strategist® Licenses: Series 7,8,63,65,66 BSchannep@SIATucson.Com
Bart's primary role in the team is client
contact. His job includes making and receiving incoming and outgoing
client communication, delegating jobs and responsibilities throughout the
team, and maintaining all supervisory responsibilities.
Bart has worked as a broker since 1983. He was with Morgan
Stanley Dean Witter for over fourteen years, serving as Branch Manager in the final four
of those years, then served three and a half years as a Branch Manager with
US Bancorp Piper Jaffray. As a result, he has advised clients in both good and bad
financial times, gaining experience in selecting the mix of performance and risk appropriate to each client’s
needs. Bart offers securities through First Allied Securities, Inc., serves on their
Advisory
Council, and has been honored with their
Circle of Excellence
designation.
In May, 2010 Bart was selected for the
distinction of Outstanding Advisor of the Year by Registered Rep Magazinein 2010, one of 10 financial advisors honored out of a field of
several hundred nominees.
Since
February 2010 Bart has taught the Dave Ramsey Financial Peace University at
Resurrection Lutheran Church, 11575 North First Avenue in Oro Valley, AZ.
In 2008, Bart become
one of the first of 200 professionals obtaining the industry’s newest
designation, the Certified
Wealth Strategist® designation, and administered by Cannon Financial
Institute. Additionally, Bart is licensed as a general securities sales supervisor, and is an Arbitrator of the
FINRA (formerly NASD) Dispute Resolution.
He is active in his church,
serves as the Vice-President of the Board for Gospel Rescue Mission of Tucson
(President from 2007 - 2010),
and has served on the Board of Adjustments for the town of Oro Valley from
2002 - 2008. A
near native to Tucson, Bart and Marcella
have three very active children and enjoy wine tasting,
scuba diving and travel ~ preferably all at once!
Rob's primary role in the team is portfolio
management. His job includes reviewing client investment positions,
constructing portfolios, and maintaining constant review and communication
with mutual fund managers and representatives.
Rob began working as a registered
representative in the financial services industry in 1994.
Rob and Linda have been happily married
since 1981. They have one daughter. Rob enjoys playing the banjo,
(Please click here:
www.siatucson.com/tradbanjo.html)
golf and occasionally fishing. He is an active member of the musical
community in the Greater Tucson area.
Tom's primary roles in the team are client
contact, research, and office manager. His job includes client
communications, evaluates investment opportunities, effecting transactions,
and maintaining the books and records of our company.
Tom has been an Investment Advisor since
1995. He began his career with Morgan Stanley. Prior to that, he
was a CPA for about 10 years specializing in individual and corporate
taxation.
Tom and his
wife Sandy have been married since 1988. They have been blessed with two
adopted children. He enjoys golf, cooking and traveling with his family.
Tom is active in his church and is a member and Past President of the
Sunrise Rotary Club.
Sherry's primary roles on the team are client contact and new
business development. Sherry has been a financial advisor since 1985, rising
to the title of Vice President with A.G. Edwards and then with Morgan
Stanley. She specializes in formulating and executing clients' unique wealth
management goals. She partners with their legal and tax professionals to
accomplish their goals and keep them on track, considering risk,
diversification, estate and tax benefits. Sherry holds the
Certified Financial Planner
designation, and in 2008, Sherry obtained the industry's newest designation,
the Certified
Wealth Strategist® administered by Cannon Financial Institute.
Sherry serves as
a member and Past Chair on the Board of the Pima Community College
Foundation. She has two children and enjoys scuba diving, skiing, hiking and
watching musicals.
Certified Financial Planner Board of Standards,
Inc. owns the certification mark
CFP® in the
U.S., which it awards to individuals who successfully complete CFP Board's
initial and ongoing certification requirements.
First
Allied Securities, Inc.
- Back Office Operations
In
the financial services business, back office operations involves a great
deal of detailed information. Schannep Investment Advisors has utilized the
resources of First Allied Securities, Inc. and its predecessor since 2001 to
ensure the best operational service for our clients and for our firm.
Located in San Diego, California, First Allied Securities has a professional
staff in place with specific expertise in each of the critical areas of
operations. The Operations Department consists of thirty full-time employees
headed by veteran Jennifer Porter. Each of the individuals who make up her
team perform functions that are critical to the business. Among the
functions performed are processing check requests and bank wire requests for
our clients and arranging regular monthly and IRA distributions along with
stock transfers between accounts or individuals. Other important functions
of the department include initiating account transfers and maintaining all
account documents. The securities business is highly regulated and the
Operations Department functions under strict regulations set up by the
National Association of Securities Dealers (FINRA) which are designed to
protect investors. We are very pleased with the service that we continue to
receive from this well run department.
First
Allied Securities, Inc.
- Trading At Schannep Investment Advisors, our portfolio strategy is
designed for steady long-term positioning, but buying and selling
securities is also an important part of the process none-the-less. We
believe that utilizing the expertise of experienced professionals is the
best method to achieve efficiency when transacting trades. We use the
Trading Department of First Allied Securities, Inc. which is staffed by
professionals with specific expertise in bonds, stocks, mutual funds and
other financial products. Quick and efficient trade execution is the result
of direct interaction between our staff in Tucson, the Trading Department
staff (pictured above), and with professionals on all major exchanges.
J. Barton
(Bart) Schannep
Rob Wright
Tom
Cariseo
Sherry Hall,
CFP®